Corporate report

Issued cases designated as Category B

Published 30 June 2022

This was published under the 2019 to 2022 Johnson Conservative government

Issued cases designated as Category B, having medium potential environmental, social and human rights (ESHR) impacts, where UKEF has contingent liabilities outstanding.

1. Angola

1.1 Project: The expansion and refurbishment of two substations (Gabela and Viana)

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Waste management

Monitoring summary

Self-monitoring reports received and reviewed.

1.2 Project: Construction and equipment for 4 hospitals

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Labour and working conditions
  • Noise and air quality
  • Waste management

Monitoring summary

Self-monitoring report and OESMP received and reviewed.

1.3 Project: Construction and operation of new livestock farms and irrigation systems

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Biodiversity
  • Waste management
  • Animal welfare

Monitoring summary

Construction self-monitoring report received and reviewed.

1.4 Project: Construction and operation of a new substation, expansion of an existing substation, and transmission lines

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Biodiversity
  • Waste management
  • Security

Monitoring summary

Self-monitoring report received and reviewed.

2. Bahrain

2.1 Project: Waste Water Facility Upgrade (Tubli)

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Self-monitoring report received and reviewed. Draft OESMP received and revised version requested.

3. Benin

3.1 Project: Rehabilitation and upgrade of an existing road

Year of issue

2020-21

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Wastewater and waste management
  • Physical resettlement and economic displacement

Monitoring summary

Quarterly IESC monitoring reports received and reviewed.

4. Brazil

4.1 Project: Construction of a steel plate steckel mill (Gerdau)

Year of issue

2011-12

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Environmental pollution
  • Labour and working conditions
  • Health and safety
  • Waste management

Monitoring summary

No known material environmental or social issues.

5. Cameroon

5.1 Project: Rehabilitation and upgrade of an existing road and construction of ancillary infrastructures

Year of issue

2021-22

Applicable ESHR risk framework

OECD Common Approaches / Equator Principles

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Labour and working conditions
  • Economic displacement
  • Noise and air quality
  • Waste management

Monitoring summary

Awaiting first self-monitoring report.

6. Côte d’Ivoire

6.1 Project: Design, construction and equipping of six regional hospitals

Year of issue

2021-22

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Labour and working conditions
  • Noise and air quality
  • Waste management

Monitoring summary

Construction Environmental and Social Management Plan (CESMP) received and accepted. Livelihood Restoration Plan (LRP) received and accepted.

6.2 Project: Rehabilitation of two existing roads and construction of four bridges

Year of issue

2021-22

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Community engagement
  • Community health and safety and security
  • Land acquisition
  • Cultural heritage
  • Decommissioning and restoration

Monitoring summary

First self-monitoring report received and comments provided.

7. Finland

7.1 Project: Agricultural Facility (Rauma)

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches

Product

Supplier Credit Guarantee

Project Phase

Operations

Key risks

  • Fire risk
  • Health and safety
  • Waste management
  • Traffic management

Monitoring summary

UKEF to be notified in event of an incident. No incidents reported in the financial year (FY) 2021.

8. Gabon

8.1 Project: Upgrade of existing roads

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Economic displacement

Monitoring summary

Self-monitoring report received and reviewed.

9. Ghana

9.1 Project: Kumasi airport construction and upgrade, Phase II

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety / contractor management
  • Noise and air quality

Monitoring summary

Self-monitoring report received and reviewed.

9.2 Project: Construction and upgrade of Kumasi market, Phase II

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Wastewater and waste management
  • Physical resettlement and economic displacement

Monitoring summary

First construction self-monitoring reports received and reviewed.

9.3 Project: Construction and operation of a hospital

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Construction self-monitoring reports received and reviewed.

9.4 Project: Construction and operation of Tamale airport, Phase II

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Biodiversity
  • Wastewater and waste management
  • Physical resettlement and economic displacement
  • Community safety / stakeholder engagement

Monitoring summary

Construction self-monitoring reports received. and reviewed.

9.5 Project: Upgrade works to Kumasi airport, Phase III

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Construction self-monitoring report received and reviewed.

9.6 Project: Design, construction and equipping of a new regional hospital

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality

Monitoring summary

Self-monitoring report received and reviewed.

9.7 Project: Redevelopment and modernization of Kumasi Market, Phase IIb

Year of issue

2021-22

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Noise, vibration and air emissions,
  • Hazardous materials, drainage, waste and wastewater management
  • Worker welfare
  • Occupational health and safety
  • Traffic management
  • Community engagement
  • Community health, safety and security
  • Economic displacement

Monitoring summary

Construction self-monitoring reports received and reviewed.

9.8 Project: Design and construction of a road flyover

Year of issue

2021-22

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Noise, vibration and air emissions,
  • Hazardous materials, drainage, waste and wastewater management
  • Worker welfare
  • Occupational health and safety
  • Traffic management
  • Community engagement
  • Community health, safety and security
  • Livelihood restoration

Monitoring summary

CESMP received and approved. First self-monitoring report received.

10. Indonesia

10.1 Project: Cleaner fuel initiatives

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Environmental pollution
  • Health and safety
  • Waste management

Monitoring summary

Existing operation – no monitoring requirements.

11. Iraq

11.1 Project: Construction and development of electrical substations across 15 sites (Phase I and Phase II)

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Waste management
  • Social issues / stakeholder engagement

Monitoring summary

Self-monitoring reports received and reviewed.

12. Oman

12.1 Project: Construction and operation of a new hospital (Salalah)

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Self-monitoring reports received and reviewed.

12.2 Project: Construction and operation of a new hospital (Khasab)

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Self-monitoring reports received and reviewed.

12.3 Project: Construction and operation of a new hospital (Suwaiq)

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Wastewater and waste management

Monitoring summary

Self-monitoring reports received and reviewed

13. Russia

13.1 Project: Construction and operation of a hot iron briquetting plant

Year of issue

2015-16

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Environmental pollution

Monitoring summary

UKEF facility prepaid in June 2021. No further monitoring required.

14. Sri Lanka

14.1 Project: Supply and installation of single and two-lane bridges

Year of issue

2013-14

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Biodiversity
  • Waste management
  • Social issues / stakeholder engagement

Monitoring summary

UKEF to be notified in event of an incident. No incidents reported in the FY 2021.

14.2 Project: Supply and installation of single and two-lane bridges, Phase IIa and IIb

Year of issue

2014-15

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Biodiversity
  • Waste management
  • Stakeholder engagement

Monitoring summary

UKEF to be notified in event of an incident. No incidents reported in the FY2021.

14.3 Project: Supply and installation of single and two-lane bridges, Phase IIc

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Biodiversity
  • Waste management
  • Stakeholder engagement

Monitoring summary

IESC report received and reviewed.

15. UAE

15.1 Project: Construction and operation of the Avenue retail development, Phase II

Year of issue

2013-14

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety

Monitoring summary

Annual monitoring report received and reviewed.

15.2 Project: Construction and operation of Dubai Parks

Year of issue

2013-14

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety

Monitoring summary

Annual monitoring report received and reviewed.

15.3 Project: Construction and operation of Dubai World Trade Centre, Phase I

Year of issue

2014-15

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety

Monitoring summary

Annual self-monitoring reports for a hotel received and reviewed.

15.4 Project: Construction and operation of Dubai World Trade Centre, Phase II

Year of issue

2015-16

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Waste management

Monitoring summary

Annual monitoring report received and reviewed.

15.5 Project: Construction and operation of Dubai World Trade Centre, Phase III

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches and Equator Principles

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management

Monitoring summary

Annual reports received and reviewed.

15.6 Project: Construction and operation of a mixed use development on Bluewaters Island

Year of issue

2015-16

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Waste management

Monitoring summary

Annual report received and reviewed.

15.7 Project: Construction and operation of the Al-Barsha residential blocks

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Waste management

Monitoring summary

Annual report received and reviewed.

15.8 Project: Construction and operation of residential units (Plot 35)

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management

Monitoring summary

Annual reports received and reviewed.

15.9 Project: Construction and operation of Bee’ah head office

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches

Product

Direct Lending

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Waste management

Monitoring summary

Self-monitoring report received and reviewed.

15.10 Project: Construction and operation of Dubai Arena

Year of issue

2017-18

Applicable ESHR risk framework

OECD Common Approaches and Equator Principles

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Contractor management
  • Waste management

Monitoring summary

Annual report received and reviewed.

15.11 Project: Construction and operation of Dubai World Trade Centre, Phase IV

Year of issue

2018-19

Applicable ESHR risk framework

OECD Common Approaches and Equator Principles

Product

Buyer Credit Guarantee / Direct Lending

Project Phase

Operations

Key risks

  • Labour and working conditions
  • Health and safety
  • Noise and air quality
  • Waste management

Monitoring summary

Annual report received and reviewed.

15.12 Project: Construction of a new hotel in Dubai

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches and Equator Principles

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Labour and working conditions
  • Health and safety
  • Biodiversity
  • Noise and air quality
  • Waste management
  • Security

Monitoring summary

Self-monitoring report received and reviewed.

16. Zambia

16.1 Project: Design, construction, equipping and operation of three hospitals and 108 health centres

Year of issue

2019-20

Applicable ESHR risk framework

OECD Common Approaches

Product

Buyer Credit Guarantee

Project Phase

Construction

Key risks

  • Health and safety
  • Noise quality
  • Wastewater and waste management

Monitoring summary

Monitoring reports for 102 health centres received and reviewed. CESMP for hospitals received and reviewed.