Notice

SBRI competition guidance for identifying regulatory obligations on businesses: taking stock and building insights

Published 7 January 2019

1. Dates and deadlines

Competition opens	14 January 2019
London briefing event	16 January 2019
Final date for competition registration	Midday 20 February 2019
Submission of the full application (including appendices)	Midday 27 February 2019
Decision to applicants	19 April 2019
Contracts awarded	17 May 2019
Feedback provided	16 May 2019

These guidance notes complement the invitation to tender which can be found on the FTP site and are designed to help with completing the application form.

Please read the full set of competition documents on the FTP site before you make your application.

2. Funding

The Department for Business, Energy and Industrial Strategy, will fund up to £1.25 million, including VAT, for this competition.

This competition has 2 phases. We have allocated up to £250,000, including VAT, for phase 1 and up to £1 million, including VAT, for phase 2.

3. How to apply

Before you apply into this Small Business Research Initiative (SBRI) competition, it is important to understand the whole application process. The information below is specific to this competition and may differ from Innovate UK’s general guidance for applicants.

All applications will be treated in confidence.

The application process for the SBRI competition requires the completion of the application form.

The form should be completed and submitted as directed. We strongly advise you read the accompanying guidance notes before you submit.

You must follow the directions in the guidance when submitting your application. Do not send by post or any other means than as directed in the guidance.

Assessment

Once the competition submission deadline is reached, your application is sent for assessment.

Notification

We will notify you of the outcome of your application on the date stated in the timeline.

Feedback

We will give feedback to successful and unsuccessful applicants approximately 4 weeks after you have been notified of the decision. You can access the feedback by signing in to the secure website where you uploaded your application documents. No additional feedback is provided and there will be no further discussion on the application.

4. The application form

This section explains the structure of the application form and offers guidance on what to answer in each question. All parts of the form are mandatory.

The structure is as follows:

• application details
• title and abstract for publication
• competition questions
• technical team and expertise
• application finances
• additional questions
• declarations

You must upload the final version of your application by the deadline. It is your responsibility to ensure that you do not upload a blank or incomplete application form.

Read these notes together with the application form. They are designed to help you to provide the information required. Where text limits are indicated, do not exceed these or your application will be rejected.

We will email you a reference number once you have registered for the competition. You need to register separately for each application that you want to submit.

Complete the application form using a font size no smaller than 10 (Arial). Define any acronyms and only use them where you mention a term frequently. Bear in mind that individual sections of the application may be read separately during the selection process.

You must submit all the required information, including all mandatory fields, or your application will be rejected on the grounds that it is incomplete.

5. Competition questions

The following are all mandatory fields.

Field	Guidance
1. Application
Project title	Enter the full title of the project. Make it descriptive and concise. Use keywords relevant to the project.
Contract duration (months)	Projects must be completed within 3 months. Requests for more than 3 months will be rejected.
Total contract cost (£)	Proposed projects can request a maximum total cost of £50,000, including VAT. Requests for more than £50,000, including VAT, will be rejected.
Proposed start date	Enter the estimated start date.
What is the best way to describe your innovation?	Select from the options.
2. Application details	Submit all the details requested in the application form.
3. Contact details	Submit the lead applicant’s name, post held, company name, position and so on. Lead applicants are expected before submitting applications to have discussed their proposals with their own company and any other body whose co-operation will be required in the conduct of the project. By submitting the application, you are confirming that the information given is complete, that you are actively engaged in this project and responsible for its overall management, and you agree to administer the award if made. Please say where you heard about the competition.

4. Title and abstract for publication

Please provide a brief, public facing description of the project. Should your project be successful, this information will be made public once the award is confirmed. We reserve the right to amend the description before publication if necessary but will consult you about any changes.

5. Description of proposed idea or technology

Avoiding the use of unnecessary technical jargon, describe clearly how the proposed project will deliver the outcomes as described in the competition documentation.

You may wish to attach an image or diagram separately with the application form. This should be a maximum of 2 A4 pages and must be submitted in PDF format.

6. Technical project summary

Provide a structured summary of the technical basis of the project. Outline the background to the technology, including what the innovation is, and the key deliverables. This would typically involve highlighting the research and development that will prove the scientific and commercial merit of the project. Also describe what might be achieved by deploying the innovation to address the technical challenges.

7. Current state of the art and intellectual property (IP)

Provide details of any competing technologies or market alternatives and the relative benefits of the proposed technology. Include details of any existing IP and its significance to your freedom to operate.

8. Project plan and methodology

The project plan should identify the major packages of work within the project, with well-defined milestones and deliverables. The plan for phase 1 must be comprehensive. For phase 2 only an outline is required.

The emphasis throughout should be on practicality. We are seeking evidence that the technology works, can be made into a viable product and can achieve the proposed benefits. Appropriate record-keeping and reporting are essential, but reports are not in themselves the main goal of the project.

You must:

• supply a Gantt chart in PDF format
• indicate how you would handle any IP which might arise during the project
• allow for the preparation of a detailed plan for phase 2 towards the end of phase 1

Project management

Identify the project management processes that you will use to ensure that milestones are achieved in a timely manner. Provide details of identified risks and mitigation actions.

If you are applying from a university or other non-commercial organisation, include details of your plan for commercialisation of the results of your project.

9. Technical team and expertise

Provide a detailed description of the skills, expertise and track record of the team, including the relevant knowledge and skills of each member and the proportion of their time that will be spent on the project. Include relevant commercial and management expertise.

10. Application finances

The costs quoted must reflect actual costs at a ‘fair market value’ and not include profit.

Provide a summary of costs for phase 1. All costs must include VAT. Provide a justification of the costs. If there is significant use of subcontractors, please explain how these will be used and the costs of each.

Please note the assessors are required to judge the application finances in terms of value for money. In other words, does the proposed cost for effort and deliverables reflect a fair market price?

The costs should cover the following, as applicable.

Directly incurred costs

These are costs that are specific to the project. They will be charged to the project as the amount actually spent. They should be fully supported by an audit record in justification of a claim. They comprise:

• labour costs for all those contributing to the project broken down by individual
• material costs (including consumables specific to the project)
• capital equipment costs
• sub-contract costs
• travel and subsistence
• indirect costs
• other costs specifically attributed to the project

Indirect costs

Indirect costs should be charged in proportion to the amount of effort deployed on the project. Calculate them using your own cost rates. They may include:

• general office and basic laboratory consumables
• library services and learning resources
• typing and secretarial
• finance, personnel, public relations and departmental services
• central and distributed computing
• cost of capital employed
• overheads

You may be asked for an itemisation of costs and methods of calculation to support the application at a later date.

You must give an indication of the potential costs involved in participating in phase 2.

Progression to phase 2 is dependent upon successful completion of phase 1 and on phase 2 application and assessment.

11. Commercial potential

Provide details of the clear commercial potential to lead to a marketable product, process or service, a clear plan to deliver that and a route to market.

Describe the significance of the competitive advantage which this technology affords over existing or alternative technologies that can meet the market needs.

12. Declarations

You must tick the box, or your application will be rejected.

Please note the data sharing declaration and draft contract terms you are agreeing to by submitting this application.