Guidance

Trade Repository Registration Arrangements under the UK Securities Financing Transactions Regulation

This publication sets out the Treasury’s intention to enable Trade Repositories to register with the FCA or apply in advance to operate in the UK immediately following the end of the Transition Period, under the UK Securities Financing Transactions Regulation.

• From: HM Treasury
• Published: 30 April 2020
• Last updated: 16 October 2020 — See all updates

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Trade Repository Registration Arrangements under the UK Securities Financing Transactions Regulation

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Details

For further details on how your firm may be affected by the end of the Transition Period, check on the Financial Conduct Authority’s website.

This statement notifies Trade Repositories and relevant market participants of the Treasury’s plans to legislate to enable Trade Repositories to register with the FCA or apply in advance to operate in the UK immediately following the end of the Transition Period, in relation to functions established by the UK Securities Financing Transactions Regulation. This legislation will take a similar approach to that of The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018.

Published 30 April 2020
Last updated 16 October 2020 + show all updates

1. 16 October 2020

   Added Financial Conduct Authority’s website: https://www.fca.org.uk/firms/trade-repositories

2. 30 April 2020

   First published.