CH28970 - Data gathering: Relevant data-holders and relevant data: Dealing etc in securities: Relevant data
The relevant data for a data-holder who deals in securities, see CH28960, is
- information and documents relating to securities transactions in respect of which that person is a relevant data-holder, and
- in relation to a person who carries on a business of effecting public issues, or placings, or otherwise effects public issues, or placings, information relating to the issue, allotment or placing of the public issues or placings.
FA11/SCH23/PARA19
SI 2012/847/REG17