VATFIN4000 - Securities and related services: contents

1. VATFIN4100

   Purpose of VATFIN4000
2. VATFIN4120

   Legal provisions
3. VATFIN4150

   Characteristics of an item 6 security
4. VATFIN4200

   Bonds
5. VATFIN4250

   Supply, liability, consideration
6. VATFIN4300

   Intermediaries and introductory charges
7. VATFIN4320

   Transfers of shares in property-owning companies.
8. VATFIN4350

   Listing fees charged by regulatory bodies and stock exchanges
9. VATFIN4400

   Member firms trading on the London Stock Exchange (LSE) - principals or agents?
10. VATFIN4450

    Stock lending
11. VATFIN4500

    Underwriting services
12. VATFIN4550

    Share/debenture/bond schemes
13. VATFIN4600

    Trading platforms
14. VATFIN4650

    Clearing and settlement services