Alberto Micalizzi v The Financial Conduct Authority: [2014] UKUT 0335 (TCC)

Upper Tribunal Tax and Chancery decision of Judge Berner and Member Palmer and Member Freeman on 29 July 2014.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
29 July 2014

Read the full decision in Alberto Micalizzi v The Financial Conduct Authority: [2014] UKUT 0335 (TCC).

FINANCIAL SERVICES – whether applicant guilty of misconduct – breach of Statement of Principle 1 – dishonesty and lack of integrity – whether applicant is a fit and proper person – withdrawal of approval to carry out approved functions – FSMA, s 63 – prohibition order – s 56 – financial penalty – s 66.

Updates to this page

Published 1 December 2016