Allen Phillip Elliott v Financial Services Authority: FIN/2004/0001

Upper Tribunal Tax and Chancery decision of Judge Brice and Member Abrams and Member Burdon on 30 March 2006.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
30 March 2006

Read the full decision in Allen Phillip Elliott v Financial Services Authority: FIN/2004/0001.

REGULATED ACTIVITIES – performance of - prohibition order - whether Applicant a fit and proper person to perform functions in relation to regulated activities carried on by an authorised person – no – whether the Authority had power to make a prohibition order – yes - reference determined in favour of the Authority – Financial Services and Markets Act 2000 s 56.

Updates to this page

Published 1 December 2016