ARIAN FINANCIAL LLP v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00352 (TCC)
Upper Tribunal tax and Chancery Decision of JUDGE TIMOTHY HERRINGTON (Sitting in Retirement) on 11 November 2024
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FINANCIAL SERVICES – financial penalty – whether the FCA correctly followed its policy in the setting of the penalty imposed on the Applicant in relation to the breach by the Applicant of Principles 2 and 3 of the FCA’s Principles for Business