DARREN ANTONY REYNOLDS v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00296 (TCC)
Upper Tribunal Tax and Chancery Financial Services Privacy Decision of DEPUTY UPPER TRIBUNAL JUDGE MARK BALDWIN on 20 September 2023
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FINANCIAL SERVICES — Decision Notice prohibiting the Appellant from performing any function in relation to any regulated activity and imposing a substantial financial penalty – Decision Notice referred to Tribunal so far as financial penalty is concerned – application to prohibit publication of the Decision Notice and for the Tribunal’s Register not to contain particulars of the reference – application refused – application to amend reference to include the scope of the prohibition unopposed and allowed
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Published 24 September 2024