Dr Albert Alphonso Carlyle Waite v Financial Services Authority: FIN 04/0033

Upper Tribunal Tax and Chancery decision of Judge Mowschenson QC and Member Burdon and Member Chapman on 4 August 2005.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
4 August 2005

Read the full decision in Dr Albert Alphonso Carlyle Waite v Financial Services Authority.

Regulated Activity - Chairman of Credit Union – Prohibition Notice – Fit and proper person – Chairman failing to disclose interest in transaction entered into by Credit Union and preferring own interest to that of Credit Union –Credit Union suffering loss - Statements of Principle 1 and 2- Reference dismissed – Prohibition Order should issue.

Updates to this page

Published 1 December 2016