James Perman and Company v The Financial Services Authority: Permission - FS/2010/0018
Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Gemmell and Member Lund on 1 September 2011.
Read the full decision in .
PERMISSION – Cancellation – Suitability/fitness and proprietary – Threshold Condition 5 – Inability or unwillingness to comply with requirements and standards under the regulatory system – Principle 11 of Principles for Business – Whether a failure on Applicant’s part to deal with Regulator in an open and co-operative way – Reference dismissed.