Jon Frensham v The Financial Conduct Authority [2021] UKUT 0222 (TCC)
Upper Tribunal Tax and Chancery decision of Judge Timothy Herrington, Member Catherine Farquharson and Member Michael Hanson on 31 August 2021
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FINANCIAL SERVICES– independent financial adviser convicted of attempted sexual grooming of a child aged under 16 – whether adviser no longer fit and proper by reason of lacking the necessary integrity and reputation – whether decision to remove approval to perform senior management functions and impose a prohibition order reasonably open to the Authority - ss56, 63 & 133(6) FSMA 2000
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Published 31 August 2021