Jonathan Milroy Townrow v Financial Services Authority: FIN/2005/0009
Upper Tribunal Tax and Chancery decision of Judge Bartlett QC, Member Burbidge and Member Abrams on 13 January 2006.
Read the full decision in . .
REGULATED ACTIVITIES - Performance - Prohibition Order - Fit and proper person - Failure to reply to enquiries from Regulator - Trading while not authorised on account of dissolution of partnership – Failure to conduct proper pensions review - Non-payment of redress to customers - Trading without professional indemnity cover - Failure to make proper disclosure in application for approval - Whether applicant not a fit and proper person to perform functions relating to regulated activities - Reference dismissed – FSMA 2000 s 32 - FSMA 2000 s 56 PRACTICE – guidance on form of chronology - guidance on core bundle.