Norman McIntosh and L A Mortgage Services v The Financial Services Authority: FIN/2007/0009

Upper Tribunal Tax and Chancery decision of Judge Brice, Member Palmer and Member Abrams on 7 January 2008.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
7 January 2008

Read the full decision in Norman McIntosh and L A Mortgage Services: FIN/2007/0009.

APPROVED PERSON - withdrawal of approval – whether person to whom the approval was given was fit and proper to perform the function to which the approval related – no - FSMA 2000 s 63 AUTHORISED PERSON - cancellation of permission – whether resources of authorised person adequate in relation to regulated activities – no – whether authorised person fit and proper – FSMA 2000 s 45 and Sch 5 paras 4 and 5.

Updates to this page

Published 1 December 2016