Sachin Karpe v The Financial Services Authority: FS/2010/0019

Upper Tribunal Tax and Chancery decision of Judge Oliver and Member Bates and Member Palmer on 15 May 2012.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
15 May 2012

Read the full decision Sachin Karpe v The Financial Services Authority: FS/2010/0019.

PERFORMANCE OF REGULATED ACTIVITIES – Conduct – Disciplinary powers – Misconduct – Unauthorised trading – Whether managing director carrying on “desk head” role is guilty of misconduct – FSMA 2000 s.66(2).

Updates to this page

Published 1 December 2016