Salman Khan t/a Salman A Khan v Financial Services Authority: FIN 2007/0016

Upper Tribunal Tax and Chancery decision of Judge Coutts, Member Burdon and Member Parsloe on 16 April 2008.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
16 April 2008

Read the full decision in Salman Khan trading as Salman A Khan v Financial Services Authority: FIN 2007/0016.

Reference – Cancellation of Part IV permission – Threshold conditions, failure to submit on 3 occasions form RMAR – Importance of compliance with submission of form; reference allowed in consideration of particular personal circumstances and undertakings to the extent that FSA directed to substitute monetary penalty with other conditions failing compliance with which directed to cancel Applicant’s Part IV permission.

Updates to this page

Published 1 December 2016