Shafquat Raja trading as Heritage Personal Finance Consultants v Financial Services Authority: FIN/2004/0032

Upper Tribunal Tax and Chancery decision of Judge Bartlett QC and Member Burdon and Member Farquharson on 17 May 2005.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
17 May 2005

Read the full decision in Shafquat Raja trading as Heritage Personal Finance Consultants v Financial Services Authority: FIN/2004/0032.

REGULATED ACTIVITIES - Permission - Refusal of application - Threshold Conditions 4 and 5 - Judgments entered against Applicant in 2003 and 2004 - Applicant failed to disclose judgment debts when submitting HSF2 form - Whether Tribunal satisfied as to Applicant’s suitability - No - Whether Tribunal satisfied as to Applicant’s financial resources - No - Reference dismissed - FSMA s41(2).

Updates to this page

Published 1 December 2016