Stephen Edwards and White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002

Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Carter and Member Hanson on 30 November 2007.

• From: HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
• Published: 1 December 2016

• Category: Financial Services
• Release date: 30 November 2007

Read the full decision in (1) Stephen John Edwards (2) White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002.

APPROVAL – Controlled function – Investment adviser – Whether fit and proper – Individual agent made three mortgage agency applications for his principal – Agent submitted his personal bank details and not those of principal – Errors corrected once drawn to his attention – Whether despite those errors individual agent remains a fit and proper person – Yes, by majority vote of Tribunal – FSMT 2000 ss 59 and 60.

Published 1 December 2016