Sussex Independent Financial Advisers Limited v The Financial Conduct Authority: [2019] UKUT 0228 (TCC)
Upper Tribunal Tax and Chancery decision of Judge Raghavan on 25 July 2019.
Read the full decision in .
FINANCIAL SERVICES– Supervisory Notice- Application for direction to suspend the effect of notice until reference disposed of- Notice varied Applicant’s permission by removing regulated activities from those to which its Part 4A FSMA permission related- Reason for notice: failure to satisfy Threshold Conditions of appropriate resources and suitability - whether Tribunal satisfied that the direction to suspend the effect of the notice would not prejudice the interests of consumers – no - Application dismissed - Rule 5 (5) The Tribunal Procedure (Upper Tribunal) Rules 2008.
Updates to this page
Published 25 July 2019