Thomas Seiler, Louise Whitestone and Gustavo Raitzin v The Financial Conduct Authority [2023] UKUT 00133 (TCC)

Upper Tribunal Tax and Chancery Chamber decision of Judge Herrington and Tribunal Members Gary Bottriell and Mark White on 12 June 2023

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
13 June 2023
Category:
Financial Services
Release date:
12 June 2023

Read Full Decision at Thomas Seiler, Louise Whitestone and Gustavo Reitzen v The Financial Conduct Authority

FINANCIAL SERVICES - whether executives of a private bank acted without integrity in relation to Finder’s arrangements entered into between the bank and a person connected with the bank’s client Fitness and properness of the executives concerned - prohibition order in relation to all functions in relation to regulated activities- s56 FSMA

Updates to this page

Published 13 June 2023