Timothy Alan Roberts and Andrew Wilkins v The Financial Conduct Authority: FS/2013/0008 FS/2013/0009

Upper Tribunal Tax and Chancery Judgement Clarification of Judge Mowschenson QC and Member O'Neill and Member Chapman on 8 September 2015.

From:
HM Courts & Tribunals Service and Upper Tribunal (Tax and Chancery Chamber)
Published
1 December 2016
Category:
Financial Services
Release date:
8 September 2015

Read the full decision in Timothy Alan Roberts and Andrew Wilkins v The Financial Conduct Authority: FS/2013/0008 FS/2013/0009.

Withdrawal of approval to perform controlled functions pursuant to s. 63 FSMA, prohibition from performing any function in relation to regulated activity pursuant to s. 56 due to lack of integrity, breach of principles 1 and 6, imposition of financial penalty.

Updates to this page

Published 1 December 2016