ECSH33815 - Summarising next steps

Before concluding your meeting, you should always tell the business what will happen next.  

For example, that:

• you will send a copy of the notes of the meeting for their agreement – see ECSH33910 Notes of meeting
• you may need to speak to staff to confirm their understanding of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, policies, controls and procedures
• you need to carry out transaction/records testing ECSH33700 Records testing, in person or by Dropbox
• you may have follow-up questions after reviewing the notes taken, and record testing has been completed
• there are possible outcomes of the compliance check which you should explain to them ECSH33810
• once the compliance check has been completed you will write to them with the outcome