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A call for evidence on how market participants use the appointed representatives regime; how effectively the regime works in practice; potential challenges to the safe operation of the regime; and possible future reforms.
First published during the 2019 to 2022 Johnson Conservative government
We welcome views on the proposal that everyone who provides tax advice should hold professional indemnity insurance, as well as views on a definition of tax advice.
Independent report on the UK Fintech sector by Ron Kalifa OBE.
Record of the meeting between the Economic Secretary to the Treasury and the Chief Executive of the Financial Conduct Authority (FCA) to discuss the FCA’s Perimeter Report
This guidance document outlines the principles and processes which govern the UK’s equivalence framework.
A consultation to explore how the UK regulatory framework for financial services needs to adapt to our new position outside the EU.
This consultation seeks views on the governments proposed regulatory framework for bringing funeral plans within the remit of the Financial Conduct Authority.
First published during the 2016 to 2019 May Conservative government
The second annual Financial Inclusion report has been published.
This Tax Information and Impact Note gives detailed specifications for the Bank Levy treatment of loss absorbing instruments issued by overseas subsidiaries of UK resident entities.
HM Treasury and U.S. Department of the Treasury joint statement on the third meeting of the UK – U.S. Financial Regulatory Working Group
This statement accompanies the Financial Services Bill, introduced on 20 October, which makes amendments to the Benchmarks Regulation to cater for the orderly wind-down of a critical benchmark, such as LIBOR.
This report summarises the PSR’s activities over the year 2019 to 2020. The PSR is required to publish this report under Paragraph 7 of Schedule 4 of the Financial Services (Banking Reform) Act 2013.
These amendments will improve the functioning of the onshored Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation.
This policy statement provides detail on HM Treasury’s legislative approach for prudential standards in the Financial Services Bill. The statement also provides detail on how the government will tailor these prudential regim…
Seeking views on the transposition of the Fifth Money Laundering Directive.
The independent review by Sir Donald Brydon is seeking views on the quality and effectiveness of audit.
This publication set out HM Treasury’s proposal for a temporary transitional tool to be exercised by the UK regulators.
This publication sets out HM Treasury’s approach to laying financial services statutory instruments under the EU (Withdrawal) Act 2018.
Memorandum of understanding between HM Treasury, the Bank of England, the Prudential Regulation Authority and the Financial Conduct Authority on equivalence and exemptions determinations.
This is a summary of the third meeting of the Financial Inclusion Policy Forum, hosted at No 11 Downing Street on 26 March 2019.
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