Cover in the absence of an adviser: practice note
Practice note on the arrangements registered organisations should make to cover for an authorised adviser's absence.
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This practice note from the Information Advice Authority explores the arrangements registered organisations should make to cover for an authorised adviser’s absence, including planned and unplanned absences and an adviser’s inability to work. It also explains the steps an organisation must take to protect its clients when closing its business.
This practice note includes guidance on:
- holiday or other planned absence
- long term sickness and unplanned extended absences
- closing a practice