ECSH33000 - How to do a compliance check: Contents

1. ECSH33005

   How to ask questions
2. ECSH33010

   Conduct and cooperation
3. ECSH33015

   Working with advisors
4. ECSH33020

   Start of the visit
5. ECSH33025

   Contemporaneous notes of meeting
6. ECSH33026

   Notebooks
7. ECSH33027

   Digital notebooks
8. ECSH33030

   Recording information
9. ECSH33035

   Inspecting cash
10. ECSH33040

    Support available
11. ECSH33050

    Confirming registered details
12. ECSH33105

    Understanding the corporate structure
13. ECSH33110

    Confirming roles and responsibilities
14. ECSH33111

    Nominated Officer
15. ECSH33112

    Compliance Officer
16. ECSH33120

    Understanding business activities